Securities
We assist clients, both individual and business, with public offerings and private placements and compliance with complex state and Federal laws and regulations. Our expertise extends to sophisticated commodities and foreign investment markets, securities fraud, and insider trading matters. We represent institutional purchasers in private placement markets and advise issuers and broker-dealer firms in proceedings before state and Federal regulatory agencies as well as mutual funds and investments, commodities, and trading advisors in regulatory compliance matters.
Securities Litigation
We also provide our clients in the securities industry with extensive experience in complex securities litigation. We are uniquely positioned to represent companies, directors, officers, underwriters, issuers, broker/dealers, investment advisors, investment bankers, accountants, attorneys, investors, and other capital markets professionals in resolving securities-related disputes, including:
- Shareholder class actions and other federal securities law disputes
- Contract disputes with brokers
- Securities fraud claims
- Shareholder derivative actions
- RICO claims